We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

On April 25, 2024, the United States Department of Labor (USDOL) issued a final rule, the “Retirement Security Rule,” that significantly alters the definition of a “fiduciary” under the Employee ...

On April 23, the U.S. Department of Labor (DOL) published the “Retirement Security Rule: Definition of an Investment Advice Fiduciary,” which makes changes to the definition of “ fiduciary” for ...

What is a "Fiduciary" anyway? According to Pennsylvania's Probate, Estate and Fiduciary Code, a fiduciary "includes personal representatives, guardians, and trustees, whether domiciliary or ancillary, ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Professor Norman Stein testified before the House Education and the Workforce Subcommittee on Health, Employment, Labor and Pensions regarding the Department of Labor's proposal to expand the ...

Much has been said about the Department of Labor's controversial new Fiduciary Rule, which has been facing a series of legal challenges. The rule is largely aimed at retirement plans; however, the DOL ...

The Investment Adviser Association (IAA) said at its annual Policy Leadership Forum today that it expects new legislation soon that would overhaul the definition of an “accredited investor” to allow ...