Arguably, the biggest and most visible of these key areas for organizations to focus on is policy and procedure management. This involves implementing compliance standards (policies) and procedures ...

Learn the key steps to build a compliance program that meets regulations and maintains ethical standards while protecting ...

These procedures have been developed to provide guidance concerning compliance with the Foreign Corrupt Practices Act ("FCPA") and the Rochester Institute of Technology's ("RIT" or "Institute") FCPA ...

Today, I continue with Part III of my four-part series on the best practices surrounding your Code of Conduct and anti-corruption policies and procedures. In this post, I take a look at drafting ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

As educational institutions grow in size and complexity, it becomes more difficult to keep track of everything that’s going on around campus. Departments are often siloed. This leads to ...

Know Your Customer (KYC) and Anti-Money Laundering (AML) procedures are essential components of a robust compliance framework for financial institutions worldwide. These procedures help to prevent ...

A New York-based investment advisory firm and its chief executive officer were fined a total of $100,000 by the Securities and Exchange Commission (SEC) for failing to adopt and implement policies and ...

NEW YORK CITY, NY / ACCESS Newswire / March 11, 2026 / Taxes for Expats, a U.S.-based tax services firm specializing in U.S. expat taxation, today announced the formal establishment of a dedicated ...