An SEC order delaying Regulation NMS compliance creates a roadmap for crypto platforms arguing fair notice in ongoing litigation.

The Securities and Exchange Commission says the Chicago-based exchange company misunderstood the statute that governs its ...

The former chief financial officer of View must face U.S. Securities and Exchange Commission claims he negligently allowed ...

The EU considers giving ESMA centralized crypto regulation. This plan mirrors the US SEC model. It aims to unify capital ...

For years, the crypto industry has faced regulatory uncertainty, with the Securities and Exchange Commission (SEC) relying on “regulation by enforcement” rather than establishing specific rules for ...

The industry group says current rules are outdated and overly broad, urging reforms to better reflect modern communication channels.

SEC Chair Paul Atkins explains a new rule aimed at revitalizing IPOs and criticizes three major factors preventing companies ...

The Department of Government Efficiency is pushing the SEC to ease regulations around Special Purpose Acquisition Companies (SPACs) and confidential reporting by private investment funds. DOGE ...

Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...

Determining whether an ownership change under Sec. 382 has occurred can hinge on understanding the shareholder aggregation and segregation rules.