New York based fintech company Alpaca has announced a major strategic expansion as it moves towards its ambition for global coverage. The self-clearing broker-dealer and brokerage infrastructure API ...

Archax has acquired Globacap Private Markets Inc. with intentions to expand into the US market. The newly acquired business which is registered with the US SEC and FINRA as a broker-dealer will now ...

I downgrade the iShares US Broker-Dealers & Securities Exch ETF to hold amid softening momentum and rising downside risk. IAI’s P/E has improved to 19.3x, but the PEG remains above 1.5x, keeping ...

(Reuters) -Dutch online bank Bunq said on Monday that it had received a licence to operate as a broker-dealer in the United States, part of a drive to expand outside of Europe. Being a broker-dealer ...

The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) has published new reports and data on broker-dealers, mergers and acquisitions (M&A), and business development ...

The Staff of the Division of Trading and Markets of the US Securities and Exchange Commission issued on May 15, 2025 responses to Frequently Asked Questions Relating to Crypto Asset Activities and ...

This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community. The approval marks bunq's first step into the US market and ...

In trading on Wednesday, shares of the iShares U.S. Broker-Dealers & Securities Exchanges ETF (Symbol: IAI) crossed below their 200 day moving average of $138.38, changing hands as low as $137.15 per ...