The Change - On September 17, 2025, and effective September 19, 2025, the Securities and Exchange Commission (the “SEC”) announced ...

The Securities and Exchange Commission says the Chicago-based exchange company misunderstood the statute that governs its ...

Barr said the SEC’s direction is clear: “They are going to be focusing on bread and butter. They are going to focus on fiduciary duty. There may be some focus, given the environment, on ESG and ...

An SEC order delaying Regulation NMS compliance creates a roadmap for crypto platforms arguing fair notice in ongoing litigation.

SEC Chair Paul Atkins explains a new rule aimed at revitalizing IPOs and criticizes three major factors preventing companies ...

The former chief financial officer of View must face U.S. Securities and Exchange Commission claims he negligently allowed ...

The industry group says current rules are outdated and overly broad, urging reforms to better reflect modern communication channels.

The EU considers giving ESMA centralized crypto regulation. This plan mirrors the US SEC model. It aims to unify capital ...

Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...

Determining whether an ownership change under Sec. 382 has occurred can hinge on understanding the shareholder aggregation and segregation rules.