Vietnam’s Ministry of Finance has issued a circular that aims to help securities firms improve financial resilience, operational transparency, and service quality.

The EU considers giving ESMA centralized crypto regulation. This plan mirrors the US SEC model. It aims to unify capital ...

The Philippines SEC, under direction from the DOF, is implementing new rules to cap interest rates and fees on small, unsecured loans to protect consumers from abusive online lending practices.

When the shutdown ends, Chairman Paul Atkins says the Securities and Exchange Commission will look at expanding retirement plans’ access to alternatives and modifying the accredited investor rule.

The Securities and Exchange Commission's work around easing alternatives in 401(k)s has also slowed down as staff furloughs ...

The Securities and Exchange Commission says the Chicago-based exchange company misunderstood the statute that governs its ...

The former chief financial officer of View must face U.S. Securities and Exchange Commission claims he negligently allowed ...

With some of the top teams off (Alabama, Texas A&M, Oregon) and others playing conference doormats (Penn State-Ohio State, ...

Opinion: The SEC is putting foreign issuers, and China in particular, in focus as it tries to balance encouraging foreign ...

In an August consultation paper, Sebi proposed revising the regulations to simplify compliance and align the rules with today’s tech-driven markets ...

SEC Chair Paul Atkins explains a new rule aimed at revitalizing IPOs and criticizes three major factors preventing companies ...

Brussels bureaucrats never seem to pass up to an opportunity to micromanage every market they can get their hands on. And ...